PRMIA 8009 exam - in .pdf

8009 pdf
  • Exam Code: 8009
  • Exam Name: Exam IV: Case Studies: Standards: Governance, Best Practices and Ethics - 2015 Edition
  • Updated: Aug 08, 2026
  • Q & A: 112 Questions and Answers
  • PDF Price: $59.99
  • PDF Demo

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  • Exam Code: 8009
  • Exam Name: Exam IV: Case Studies: Standards: Governance, Best Practices and Ethics - 2015 Edition
  • Updated: Aug 08, 2026
  • Q & A: 112 Questions and Answers
  • PDF Version + PC Test Engine + Online Test Engine
  • Value Pack Total: $119.98  $79.99
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PRMIA 8009 exam - Testing Engine

8009 Testing Engine
  • Exam Code: 8009
  • Exam Name: Exam IV: Case Studies: Standards: Governance, Best Practices and Ethics - 2015 Edition
  • Updated: Aug 08, 2026
  • Q & A: 112 Questions and Answers
  • Software Price: $59.99
  • Testing Engine

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PRMIA 8009 Exam Syllabus Topics:

SectionObjectives
Standards and Professional Practices- Benchmarking and Industry Guidelines
  • 1. Best Practice Comparisons
  • 2. Industry Surveys and Metrics
- Documentation and Reporting Standards
  • 1. Regulatory Submission Requirements
  • 2. Risk Reporting Templates
Governance and Regulatory Standards- Corporate Governance
  • 1. Risk Committee Structures
  • 2. Board Oversight Responsibilities
  • 3. Internal Controls and Audit Functions
- Regulatory Frameworks
  • 1. Local Regulatory Requirements
  • 2. Compliance Reporting
  • 3. Basel Accords and Global Standards
Risk Management Best Practices- Operational Risk Management
  • 1. Scenario Analysis
  • 2. Risk Identification and Assessment
  • 3. Risk Mitigation Strategies
- Credit and Market Risk
  • 1. Market Risk Best Practices
  • 2. Credit Risk Standards
  • 3. Liquidity Risk Considerations
- Enterprise Risk Management
  • 1. Integration Across Departments
  • 2. Risk Appetite and Tolerance
  • 3. ERM Frameworks
Ethics and Professional Conduct- Ethical Principles
  • 1. Transparency and Disclosure
  • 2. Conflict of Interest
  • 3. Code of Conduct
- Case Studies on Ethical Scenarios
  • 1. Lessons Learned
  • 2. Decision-Making Frameworks
  • 3. Practical Applications

PRMIA Exam IV: Case Studies: Standards: Governance, Best Practices and Ethics - 2015 Edition Sample Questions:

1. Which of the following was NOT a factor in the WorldCom collapse?

A) Accounting abuses
B) Failed corporate governance
C) Over stating actual sales
D) Unfair pricing to customers


2. According to the Group of 30 Report, deriving aggregate potential credit exposure for a counterparty by adding up the potential exposure of multiple transactions:

A) Gives an accurate result in most cases
B) Overstates exposure in most cases
C) Captures portfolio effects but not tenor differences
D) Can easily reflect the impact of netting


3. The problems which initiated the crisis at Northern Rock during the summer of 2007 were:

A) A depositor run on the bank, following doubts about the viability of the Northern Rock business model
B) A general lack of confidence in mortgage backed securities associated in large part with developments in the US sub-prime mortgage market, and doubts emerging about the viability of the Northern Rock business model
C) Large customer withdrawals despite the UK regulator and the UK Treasury giving assurances that the bank was solvent
D) Doubts arising about the viability of the business model which necessitated Bank of England intervention


4. For the sentence
"The organization shall encourage all employees to keep abreast of the latest developments in their particular areas of expertise, through ____________, _____________, and _____________ and shall make adequate resources available to enable this to occur," Choose the correct combinations of words from the following options:

A) journals, courses, compliance mandates
B) courses, educational certification, journals
C) conferences, discussion groups, blog sites
D) courses, conferences, journals


5. Every PRMIA chapter is designed to serve the local needs of members, so they often have fairly independent planning structures and ideas. According to the PRMIA Bylaws, Regional Chapters and Regional Directors:

A) All of the above
B) Can sign contracts on behalf of PRMIA without prior approval from the Board of Directors
C) Can have their own offices, bylaws and regulations provided they do not conflict with those of PRMIA
D) Can have meetings that only local members are allowed to attend


Solutions:

Question # 1
Answer: D
Question # 2
Answer: B
Question # 3
Answer: B
Question # 4
Answer: D
Question # 5
Answer: C

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